For Immediate Release Office of the
Press Secretary December 17, 2003
December 17, 2003 Homeland Security Presidential
Directive/Hspd-7
Subject: Critical Infrastructure Identification, Prioritization,
and Protection
Purpose
(1) This directive establishes a national policy for Federal
departments and agencies to identify and prioritize United States
critical infrastructure and key resources and to protect them from
terrorist attacks.
Background
(2) Terrorists seek to destroy, incapacitate, or exploit critical
infrastructure and key resources across the United States to
threaten national security, cause mass casualties, weaken our
economy, and damage public morale and confidence.
(3) America's open and technologically complex society includes a
wide array of critical infrastructure and key resources that are
potential terrorist targets. The majority of these are owned and
operated by the private sector and State or local governments. These
critical infrastructures and key resources are both physical and
cyber-based and span all sectors of the economy.
(4) Critical infrastructure and key resources provide the
essential services that underpin American society. The Nation
possesses numerous key resources, whose exploitation or destruction
by terrorists could cause catastrophic health effects or mass
casualties comparable to those from the use of a weapon of mass
destruction, or could profoundly affect our national prestige and
morale. In addition, there is critical infrastructure so vital that
its incapacitation, exploitation, or destruction, through terrorist
attack, could have a debilitating effect on security and economic
well-being.
(5) While it is not possible to protect or eliminate the
vulnerability of all critical infrastructure and key resources
throughout the country, strategic improvements in security can make
it more difficult for attacks to succeed and can lessen the impact
of attacks that may occur. In addition to strategic security
enhancements, tactical security improvements can be rapidly
implemented to deter, mitigate, or neutralize potential attacks.
Definitions
(6) In this directive:
(a) The term "critical infrastructure" has the meaning given to
that
term in section 1016(e) of the USA PATRIOT Act of 2001 (42 U.S.C.
5195c(e)).
(b) The term "key resources" has the meaning given that term in
section
2(9) of the Homeland Security Act of 2002 (6 U.S.C. 101(9)).
(c) The term "the Department" means the Department of Homeland
Security.
(d) The term "Federal departments and agencies" means those
executive
departments enumerated in 5 U.S.C. 101, and the Department of
Homeland
Security; independent establishments as defined by 5 U.S.C.
104(1);
Government corporations as defined by 5 U.S.C. 103(1); and the
United
States Postal Service.
(e) The terms "State," and "local government," when used in a
geographical sense, have the same meanings given to those terms
in
section 2 of the Homeland Security Act of 2002 (6 U.S.C. 101).
(f) The term "the Secretary" means the Secretary of Homeland
Security.
(g) The term "Sector-Specific Agency" means a Federal department
or
agency responsible for infrastructure protection activities in a
designated critical infrastructure sector or key resources
category.
Sector-Specific Agencies will conduct their activities under this
directive in accordance with guidance provided by the Secretary.
(h) The terms "protect" and "secure" mean reducing the
vulnerability of
critical infrastructure or key resources in order to deter,
mitigate, or
neutralize terrorist attacks.
Policy
(7) It is the policy of the United States to enhance the
protection of our Nation's critical infrastructure and key resources
against terrorist acts that could:
(a) cause catastrophic health effects or mass casualties
comparable to those from the use of a weapon of mass destruction;
(b) impair Federal departments and agencies' abilities to perform
essential missions, or to ensure the public's health and safety;
(c) undermine State and local government capacities to maintain
order and to deliver minimum essential public services;
(d) damage the private sector's capability to ensure the orderly
functioning of the economy and delivery of essential services;
(e) have a negative effect on the economy through the cascading
disruption of other critical infrastructure and key resources; or
(f) undermine the public's morale and confidence in our national
economic and political institutions.
(8) Federal departments and agencies will identify, prioritize,
and coordinate the protection of critical infrastructure and key
resources in order to prevent, deter, and mitigate the effects of
deliberate efforts to destroy, incapacitate, or exploit them.
Federal departments and agencies will work with State and local
governments and the private sector to accomplish this objective.
(9) Federal departments and agencies will ensure that homeland
security programs do not diminish the overall economic security of
the United States.
(10) Federal departments and agencies will appropriately protect
information associated with carrying out this directive, including
handling voluntarily provided information and information that would
facilitate terrorist targeting of critical infrastructure and key
resources consistent with the Homeland Security Act of 2002 and
other applicable legal authorities.
(11) Federal departments and agencies shall implement this
directive in a manner consistent with applicable provisions of law,
including those protecting the rights of United States persons.
Roles and Responsibilities of the Secretary
(12) In carrying out the functions assigned in the Homeland
Security Act of 2002, the Secretary shall be responsible for
coordinating the overall national effort to enhance the protection
of the critical infrastructure and key resources of the United
States. The Secretary shall serve as the principal Federal official
to lead, integrate, and coordinate implementation of efforts among
Federal departments and agencies, State and local governments, and
the private sector to protect critical infrastructure and key
resources. (13) Consistent with this directive, the Secretary will
identify, prioritize, and coordinate the protection of critical
infrastructure and key resources with an emphasis on critical
infrastructure and key resources that could be exploited to cause
catastrophic health effects or mass casualties comparable to those
from the use of a weapon of mass destruction.
(14) The Secretary will establish uniform policies, approaches,
guidelines, and methodologies for integrating Federal infrastructure
protection and risk management activities within and across sectors
along with metrics and criteria for related programs and activities.
(15) The Secretary shall coordinate protection activities for
each of the following critical infrastructure sectors: information
technology; telecommunications; chemical; transportation systems,
including mass transit, aviation, maritime, ground/surface, and rail
and pipeline systems; emergency services; and postal and shipping.
The Department shall coordinate with appropriate departments and
agencies to ensure the protection of other key resources including
dams, government facilities, and commercial facilities. In addition,
in its role as overall cross-sector coordinator, the Department
shall also evaluate the need for and coordinate the coverage of
additional critical infrastructure and key resources categories over
time, as appropriate.
(16) The Secretary will continue to maintain an organization to
serve as a focal point for the security of cyberspace. The
organization will facilitate interactions and collaborations between
and among Federal departments and agencies, State and local
governments, the private sector, academia and international
organizations. To the extent permitted by law, Federal departments
and agencies with cyber expertise, including but not limited to the
Departments of Justice, Commerce, the Treasury, Defense, Energy, and
State, and the Central Intelligence Agency, will collaborate with
and support the organization in accomplishing its mission. The
organization's mission includes analysis, warning, information
sharing, vulnerability reduction, mitigation, and aiding national
recovery efforts for critical infrastructure information systems.
The organization will support the Department of Justice and other
law enforcement agencies in their continuing missions to investigate
and prosecute threats to and attacks against cyberspace, to the
extent permitted by law.
(17) The Secretary will work closely with other Federal
departments and agencies, State and local governments, and the
private sector in accomplishing the objectives of this directive.
Roles and Responsibilities of Sector-Specific Federal Agencies
(18) Recognizing that each infrastructure sector possesses its
own unique characteristics and operating models, there are
designated Sector-Specific Agencies, including:
(a) Department of Agriculture -- agriculture, food (meat,
poultry, egg products);
(b) Health and Human Services -- public health, healthcare, and
food (other than meat, poultry, egg products);
(c) Environmental Protection Agency -- drinking water and water
treatment systems;
(d) Department of Energy -- energy, including the production
refining, storage, and distribution of oil and gas, and electric
power except for commercial nuclear power facilities;
(e) Department of the Treasury -- banking and finance;
(f) Department of the Interior -- national monuments and icons;
and
(g) Department of Defense -- defense industrial base.
(19) In accordance with guidance provided by the Secretary,
Sector-Specific Agencies shall:
(a) collaborate with all relevant Federal departments and
agencies, State and local governments, and the private sector,
including with key persons and entities in their infrastructure
sector;
(b) conduct or facilitate vulnerability assessments of the
sector; and
(c) encourage risk management strategies to protect against and
mitigate the effects of attacks against critical infrastructure and
key resources.
(20) Nothing in this directive alters, or impedes the ability to
carry out, the authorities of the Federal departments and agencies
to perform their responsibilities under law and consistent with
applicable legal authorities and presidential guidance.
(21) Federal departments and agencies shall cooperate with the
Department in implementing this directive, consistent with the
Homeland Security Act of 2002 and other applicable legal
authorities.
Roles and Responsibilities of Other Departments, Agencies, and
Offices
(22) In addition to the responsibilities given the Department and
Sector-Specific Agencies, there are special functions of various
Federal departments and agencies and components of the Executive
Office of the President related to critical infrastructure and key
resources protection.
(a) The Department of State, in conjunction with the Department,
and the Departments of Justice, Commerce, Defense, the Treasury and
other appropriate agencies, will work with foreign countries and
international organizations to strengthen the protection of United
States critical infrastructure and key resources.
(b) The Department of Justice, including the Federal Bureau of
Investigation, will reduce domestic terrorist threats, and
investigate and prosecute actual or attempted terrorist attacks on,
sabotage of, or disruptions of critical infrastructure and key
resources. The Attorney General and the Secretary shall use
applicable statutory authority and attendant mechanisms for
cooperation and coordination, including but not limited to those
established by presidential directive.
(c) The Department of Commerce, in coordination with the
Department, will work with private sector, research, academic, and
government organizations to improve technology for cyber systems and
promote other critical infrastructure efforts, including using its
authority under the Defense Production Act to assure the timely
availability of industrial products, materials, and services to meet
homeland security requirements.
(d) A Critical Infrastructure Protection Policy Coordinating
Committee will advise the Homeland Security Council on interagency
policy related to physical and cyber infrastructure protection. This
PCC will be chaired by a Federal officer or employee designated by
the Assistant to the President for Homeland Security.
(e) The Office of Science and Technology Policy, in coordination
with the Department, will coordinate interagency research and
development to enhance the protection of critical infrastructure and
key resources.
(f) The Office of Management and Budget (OMB) shall oversee the
implementation of government-wide policies, principles, standards,
and guidelines for Federal government computer security programs.
The Director of OMB will ensure the operation of a central Federal
information security incident center consistent with the
requirements of the Federal Information Security Management Act of
2002.
(g) Consistent with the E-Government Act of 2002, the Chief
Information Officers Council shall be the principal interagency
forum for improving agency practices related to the design,
acquisition, development, modernization, use, operation, sharing,
and performance of information resources of Federal departments and
agencies.
(h) The Department of Transportation and the Department will
collaborate on all matters relating to transportation security and
transportation infrastructure protection. The Department of
Transportation is responsible for operating the national air space
system. The Department of Transportation and the Department will
collaborate in regulating the transportation of hazardous materials
by all modes (including pipelines).
(i) All Federal departments and agencies shall work with the
sectors relevant to their responsibilities to reduce the
consequences of catastrophic failures not caused by terrorism.
(23) The heads of all Federal departments and agencies will
coordinate and cooperate with the Secretary as appropriate and
consistent with their own responsibilities for protecting critical
infrastructure and key resources.
(24) All Federal department and agency heads are responsible for
the identification, prioritization, assessment, remediation, and
protection of their respective internal critical infrastructure and
key resources. Consistent with the Federal Information Security
Management Act of 2002, agencies will identify and provide
information security protections commensurate with the risk and
magnitude of the harm resulting from the unauthorized access, use,
disclosure, disruption, modification, or destruction of information.
Coordination with the Private Sector
(25) In accordance with applicable laws or regulations, the
Department and the Sector-Specific Agencies will collaborate with
appropriate private sector entities and continue to encourage the
development of information sharing and analysis mechanisms.
Additionally, the Department and Sector-Specific Agencies shall
collaborate with the private sector and continue to support
sector-coordinating mechanisms:
(a) to identify, prioritize, and coordinate the protection of
critical infrastructure and key resources; and
(b) to facilitate sharing of information about physical and cyber
threats, vulnerabilities, incidents, potential protective measures,
and best practices.
National Special Security Events
(26) The Secretary, after consultation with the Homeland Security
Council, shall be responsible for designating events as "National
Special Security Events" (NSSEs). This directive supersedes language
in previous presidential directives regarding the designation of
NSSEs that is inconsistent herewith.
Implementation
(27) Consistent with the Homeland Security Act of 2002, the
Secretary shall produce a comprehensive, integrated National Plan
for Critical Infrastructure and Key Resources Protection to outline
national goals, objectives, milestones, and key initiatives within 1
year from the issuance of this directive. The Plan shall include, in
addition to other Homeland Security-related elements as the
Secretary deems appropriate, the following elements:
(a) a strategy to identify, prioritize, and coordinate the
protection of critical infrastructure and key resources, including
how the Department intends to work with Federal departments and
agencies, State and local governments, the private sector, and
foreign countries and international organizations;
(b) a summary of activities to be undertaken in order to: define
and prioritize, reduce the vulnerability of, and coordinate the
protection of critical infrastructure and key resources;
(c) a summary of initiatives for sharing critical infrastructure
and key resources information and for providing critical
infrastructure and key resources threat warning data to State and
local governments and the private sector; and
(d) coordination and integration, as appropriate, with other
Federal emergency management and preparedness activities including
the National Response Plan and applicable national preparedness
goals.
(28) The Secretary, consistent with the Homeland Security Act of
2002 and other applicable legal authorities and presidential
guidance, shall establish appropriate systems, mechanisms, and
procedures to share homeland security information relevant to
threats and vulnerabilities in national critical infrastructure and
key resources with other Federal departments and agencies, State and
local governments, and the private sector in a timely manner.
(29) The Secretary will continue to work with the Nuclear
Regulatory Commission and, as appropriate, the Department of Energy
in order to ensure the necessary protection of:
(a) commercial nuclear reactors for generating electric power and
non-power nuclear reactors used for research, testing, and training;
(b) nuclear materials in medical, industrial, and academic
settings and facilities that fabricate nuclear fuel; and
(c) the transportation, storage, and disposal of nuclear
materials and waste.
(30) In coordination with the Director of the Office of Science
and Technology Policy, the Secretary shall prepare on an annual
basis a Federal Research and Development Plan in support of this
directive.
(31) The Secretary will collaborate with other appropriate
Federal departments and agencies to develop a program, consistent
with applicable law, to geospatially map, image, analyze, and sort
critical infrastructure and key resources by utilizing commercial
satellite and airborne systems, and existing capabilities within
other agencies. National technical means should be considered as an
option of last resort. The Secretary, with advice from the Director
of Central Intelligence, the Secretaries of Defense and the
Interior, and the heads of other appropriate Federal departments and
agencies, shall develop mechanisms for accomplishing this
initiative. The Attorney General shall provide legal advice as
necessary.
(32) The Secretary will utilize existing, and develop new,
capabilities as needed to model comprehensively the potential
implications of terrorist exploitation of vulnerabilities in
critical infrastructure and key resources, placing specific focus on
densely populated areas. Agencies with relevant modeling
capabilities shall cooperate with the Secretary to develop
appropriate mechanisms for accomplishing this initiative.
(33) The Secretary will develop a national indications and
warnings architecture for infrastructure protection and capabilities
that will facilitate:
(a) an understanding of baseline infrastructure operations;
(b) the identification of indicators and precursors to an attack;
and
(c) a surge capacity for detecting and analyzing patterns of
potential attacks.
In developing a national indications and warnings architecture,
the Department will work with Federal, State, local, and
non-governmental entities to develop an integrated view of physical
and cyber infrastructure and key resources.
(34) By July 2004, the heads of all Federal departments and
agencies shall develop and submit to the Director of the OMB for
approval plans for protecting the physical and cyber critical
infrastructure and key resources that they own or operate. These
plans shall address identification, prioritization, protection, and
contingency planning, including the recovery and reconstitution of
essential capabilities.
(35) On an annual basis, the Sector-Specific Agencies shall
report to the Secretary on their efforts to identify, prioritize,
and coordinate the protection of critical infrastructure and key
resources in their respective sectors. The report shall be submitted
within 1 year from the issuance of this directive and on an annual
basis thereafter.
(36) The Assistant to the President for Homeland Security and the
Assistant to the President for National Security Affairs will lead a
national security and emergency preparedness communications policy
review, with the heads of the appropriate Federal departments and
agencies, related to convergence and next generation architecture.
Within 6 months after the issuance of this directive, the Assistant
to the President for Homeland Security and the Assistant to the
President for National Security Affairs shall submit for my
consideration any recommended changes to such policy.
(37) This directive supersedes Presidential Decision
Directive/NSC-63 of May 22, 1998 ("Critical Infrastructure
Protection"), and any Presidential directives issued prior to this
directive to the extent of any inconsistency. Moreover, the
Assistant to the President for Homeland Security and the Assistant
to the President for National Security Affairs shall jointly submit
for my consideration a Presidential directive to make changes in
Presidential directives issued prior to this date that conform such
directives to this directive.
(38) This directive is intended only to improve the internal
management of the executive branch of the Federal Government, and it
is not intended to, and does not, create any right or benefit,
substantive or procedural, enforceable at law or in equity, against
the United States, its departments, agencies, or other entities, its
officers or employees, or any other person.
GEORGE W. BUSH
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